We are looking for a Head Compliance and MLRO to start asap with an asset manager in Zurich, with focus on crypto assets.
Head Compliance MLRO
About the job:
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Lead and continuously enhance the firm's compliance and financial crime framework.
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Serve as the designated MLRO and primary contact for anti-money laundering (AML) matters.
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Ensure compliance with FINMA requirements, Swiss AML legislation, and other applicable regulatory obligations.
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Develop, implement, and maintain internal compliance policies, procedures, and controls.
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Oversee AML, KYC, sanctions screening, transaction monitoring, and suspicious activity reporting.
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Provide regulatory guidance to senior management and business teams on new products and strategic initiatives.
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Liaise with FINMA, SROs, auditors, banking partners, and other external stakeholders.
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Lead regulatory reporting and oversee responses to regulatory inquiries and inspections.
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Conduct compliance risk assessments and monitor regulatory developments affecting digital assets and financial services.
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Deliver compliance training and foster a strong culture of integrity across the organisation.
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Manage and develop the compliance team as the business continues to grow.
About the candidate:
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12+ years of experience
in compliance, financial crime, AML, or regulatory risk within financial services.
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Significant experience in the
cryptocurrency, digital assets, fintech, banking, or securities
sectors.
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Previous experience serving as
MLRO
or in a comparable senior compliance leadership role.
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Strong knowledge of Swiss financial services regulation, FINMA requirements, AMLA, AMLO, and applicable regulatory frameworks.
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Experience interacting directly with regulators, auditors, and external stakeholders.
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Demonstrated ability to build and enhance compliance programmes within a regulated environment.
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Strong commercial judgement with the ability to balance regulatory requirements and business objectives.
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Excellent leadership, communication, and stakeholder management skills.
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Fluent German and English are essential
(spoken and written).
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Relevant professional qualifications (e.g. CAMS, CAS Compliance, ICA, legal qualification, or equivalent) are advantageous.
Robert Walters Switzerland AG
Valentina Ciherean
+41 44 809 3519